Description

Learner Guide with Unit Content, Assessment Tasks, Competency Records, Benchmark Answers and Assessment Mapping for FNSFMK505 Comply with financial services regulation and industry codes of practice.

This unit describes the skills and knowledge required to ensure compliance with finance industry regulations and industry codes of practice on an organisational level.

It applies to individuals who use, maintain and disseminate highly specialised knowledge to a range of personnel to ensure compliance and quality standards.

FORMAT: Customisable MS Word

Qualifications that include this unit

• FNS60815 – Advanced Diploma of Integrated Risk Management
• FNS60715 – Advanced Diploma of Financial Licensing Management
• FNS60215 – Advanced Diploma of Accounting
• FNS51815 – Diploma of Financial Services
• FNS51715 – Diploma of Applied Anti-Money Laundering and Counter Terrorism Financing Management
• FNS51615 – Diploma of Securitisation
• FNS50815 – Diploma of Integrated Risk Management
• FNS50715 – Diploma of Superannuation
• FNS50315 – Diploma of Finance and Mortgage Broking Management
• FNS50215 – Diploma of Accounting
• FNS50115 – Diploma of Personal Injury Management
• FNS41815 – Certificate IV in Financial Services
• FNS40815 – Certificate IV in Finance and Mortgage Broking